Gregory Planck
Gregory Planck is a registered investment advisor at Ameriprise Financial Services, LLC, based in Coral Gables, FL, with 37 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
300 Sevilla Ave, Ste 208, Coral Gables, FL, 33134-6623
Get directionsHistory
Regulatory History (6)
Judgment / Lien
July 2019Customer Dispute
October 2015Employment Separation After Allegations
July 2012Customer Dispute
September 2009Customer Dispute
March 2009Customer Dispute
February 2006Other Business Activities
Gregory is involved in a business ownership activity, dedicating about 10-20% of his time, including time during trading hours. The activity started in 2012 and is not investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Deutsche Bank Securities INC.
Deutsche Bank Securities INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.