Roxanna Guinan
Roxanna Guinan is a registered investment advisor at Cardea Capital Advisors, LLC, based in Coral Gables, FL, with 33 years of industry experience. Roxanna operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 242 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cardea Capital Advisors charges an annual investment management fee of up to 1.5% of the assets they manage. This fee is billed quarterly or monthly. The advisor who referred the account to Cardea Capital Advisors will also charge a fee. The fees are mutually agreed upon and disclosed in the Fee Disclosure & Sharing Agreement. Fees for TAMP services range from 0.20% to 0.90%, sub-advisor fees range from 0.15% to 0.60%, and back-office fees range from 0.10% to 0.25%.
Location
2811 Ponce de Leon Boulevard, Suite 730, Coral Gables, FL, 33134
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
July 2022Employment History
Current Registrations
Cardea Capital Advisors, LLC
Previous Registrations
World Choice Securities, INC.Broker
Claraphi Advisory Network, LLC
Eqis Capital Management
Newbridge Securities CorporationBroker
Legent ClearingBroker
1st Discount Brokerage, INC.Broker
Adp Clearing & Outsourcing Services, INC.Broker
Bt Alex. Brown IncorporatedBroker
Alex. Brown & Sons IncorporatedBroker
Signet Investment CorporationBroker
Newbridge Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.