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RG
RG
Roxanna Marie Guinan
Cardea Capital Advisors, LLC
33 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Estate Planning
Financial Planning & Coaching
High Net Worth
Cardea Capital Advisors, LLC
Compensation
Fee-Only (AUM)
Firm Size
9 advisors
Number of Clients
242 clients
Average Client Portfolio
$437K average
Assets Under Management
$105.8M
Fee Structure
Minimum Investment:
$100K
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Location
2811 Ponce de Leon Boulevard, Suite 730, Coral Gables, FL, 33134
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History
Regulatory History (1)
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Employment Separation After Allegations
July 2022
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How to Read Disclosures
Employment History
Current Registrations
Cardea Capital Advisors, LLC
May 2024 - Present · 1 yr 9 mos
Previous Registrations
World Choice Securities, INC.
Broker
March 2017 - December 2017 · 9 mos
Claraphi Advisory Network, LLC
July 2016 - July 2022 · 6 yrs
Eqis Capital Management
June 2014 - January 2016 · 1 yr 7 mos
Newbridge Securities Corporation
Broker
December 2013 - May 2014 · 5 mos
Legent Clearing
Broker
January 2007 - March 2012 · 5 yrs 2 mos
1st Discount Brokerage, INC.
Broker
March 2006 - March 2007 · 1 yr
Adp Clearing & Outsourcing Services, INC.
Broker
April 1999 - August 2005 · 6 yrs 4 mos
Bt Alex. Brown Incorporated
Broker
September 1997 - February 1999 · 1 yr 5 mos
Alex. Brown & Sons Incorporated
Broker
July 1991 - September 1997 · 6 yrs 2 mos
Signet Investment Corporation
Broker
December 1989 - February 1993 · 3 yrs 2 mos
Newbridge Securities INC.
Broker
January 1986 - May 1988 · 2 yrs 4 mos
State Registrations
1 state
FL
Advisor
Exams
No exam information available for this advisor.