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Cheryl Smith

LPL Financial LLC
39 Years of Experience
Tampa, FL
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Cheryl Smith is a registered investment advisor at LPL Financial LLC, based in Tampa, FL, with 39 years of industry experience. Cheryl is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

105 South Armenia Ave, Tampa, FL, 33609

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
November 2002
Customer Dispute
September 1999
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Cheryl operates her LPL business through Cheryl Smith Financial, LLC, and also has a business entity for tax/investment purposes. She is also a band member in Iris Calling Band, dedicating about 10-20% of her time to it, while dedicating nearly full-time hours to the tax/investment business entity.

Employment History
Current Registrations
LPL Financial LLC
June 2022 - Present · 4 yrs 4 mos
LPL Financial LLCBroker
June 2022 - Present · 4 yrs 4 mos
Previous Registrations
Ameriprise Financial Services, LLC
August 2015 - June 2022 · 6 yrs 10 mos
Ameriprise Financial Services, LLCBroker
August 2015 - June 2022 · 6 yrs 10 mos
Jhs Capital Advisors, LLC
May 2010 - August 2015 · 5 yrs 3 mos
Jhs Capital Advisors, LLCBroker
January 2010 - August 2015 · 5 yrs 7 mos
Gunnallen Financial, INC
March 2009 - January 2010 · 10 mos
Gunnallen Financial, INCBroker
February 2009 - January 2010 · 11 mos
Oppenheimer & CO. INC.
February 2007 - February 2009 · 2 yrs
Oppenheimer & CO. INC.Broker
July 2004 - February 2009 · 4 yrs 7 mos
Prudential Securities IncorporatedBroker
June 1999 - December 2002 · 3 yrs 6 mos
Prudential Securities Incorporated
June 1999 - December 2002 · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1991 - June 1999 · 7 yrs 8 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
July 1986 - October 1991 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
February 1986 - August 1986 · 6 mos
State Registrations13 states
ARCACOFLGAILINMAMNMSNCNYOR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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