RH
RH

Richard Hunter

20 Years of Experience
Fort Mill, SC
2 DisclosuresBroker

Richard Hunter is a registered investment advisor at LPL Financial LLC, based in Fort Mill, SC, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1055 Lpl Way, Fort Mill, SC, 29715

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2003
Criminal
January 1998
Final Disposition
Employment History
Current Registrations
LPL Financial LLC
January 2023 - Present · 3 yrs 4 mos
LPL Financial LLCBroker
January 2023 - Present · 3 yrs 4 mos
LPL Financial LLC
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Ipi Wealth Management, INC.
August 2021 - January 2023 · 1 yr 5 mos
Investment Planners, INC.Broker
July 2021 - January 2023 · 1 yr 6 mos
Principal Securities, INC.
December 2014 - December 2020 · 6 yrs
Principal Securities, INC.Broker
December 2014 - December 2020 · 6 yrs
Park Avenue Securities LLC
February 2010 - October 2014 · 4 yrs 8 mos
Park Avenue Securities LLCBroker
January 2010 - October 2014 · 4 yrs 9 mos
New England Securities Corporation
July 2005 - December 2009 · 4 yrs 5 mos
New England SecuritiesBroker
June 2005 - December 2009 · 4 yrs 6 mos
Waddell & Reed, INC.
October 2004 - November 2004 · 1 mo
Waddell & Reed, INC.Broker
September 2004 - November 2004 · 2 mos
Prudential Financial Planning Services
April 2003 - August 2003 · 4 mos
Pruco Securities CorporationBroker
September 2002 - August 2003 · 11 mos
State Registrations2 states
FLSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Hunter - Financial Advisor | TrueAdvisor