RP
RP
Robert Parker
42 Years of Experience
Scottsdale, AZ
2 DisclosuresBroker
Robert Parker is a registered investment advisor at Raymond James & Associates, INC., based in Scottsdale, AZ, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
8501 N. Scottsdale Road, Suite 250, Scottsdale, AZ, 85253
Get directionsHistory
Regulatory History (2)
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Customer Dispute
December 2001Denied
Regulatory
December 1988Final
Other Business Activities
Robert is an officer (Secretary) of Blimpie of New Mexico (DBA Carlton Media Group) since 2012, but dedicates no time to this business. This activity is not investment-related.
Employment History
Current Registrations
Raymond James & Associates, INC.
June 2012 - Present · 14 yrs 1 mo
Raymond James & Associates, INC.Broker
June 2012 - Present · 14 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2006 - June 2012 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2006 - June 2012 · 5 yrs 7 mos
Citigroup Global Markets INC.Broker
July 1993 - November 2006 · 13 yrs 4 mos
Lehman Brothers INC.Broker
January 1993 - July 1993 · 6 mos
Kidder, Peabody & CO. IncorporatedBroker
March 1990 - December 1992 · 2 yrs 9 mos
Rl Kotrozo, INC.Broker
February 1984 - March 1990 · 6 yrs 1 mo
Plenge Thomas & Nofer IncorporatedBroker
October 1983 - February 1984 · 4 mos
State Registrations26 states
ARAZCACODCFLGAHIILKYMEMIMNMOMSMTNCNJNYOHSDTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.