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Glenn Pahnke

37 Years of Experience
Scottsdale, AZ
3 DisclosuresBroker

Glenn Pahnke is a registered investment advisor at Raymond James & Associates, INC., based in Scottsdale, AZ, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

14850 N. Scottsdale Road, Suite 155, Scottsdale, AZ, 85254

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2020
Settled
Customer Dispute
May 2010
Denied
Customer Dispute
November 2008
Settled
Other Business Activities

Glenn serves on the Board of Directors and is the Chairman of the Foundation for the Boys & Girls Club of Metro Phoenix, a non-profit organization. He dedicates a few hours per week to voting on investment decisions and overseeing investment activity as a trustee.

Employment History
Current Registrations
Raymond James & Associates, INC.
March 2024 - Present · 2 yrs 2 mos
Raymond James & Associates, INC.Broker
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
RBC Capital Markets, LLC
July 2011 - April 2024 · 12 yrs 9 mos
RBC Capital Markets, LLCBroker
February 2011 - April 2024 · 13 yrs 2 mos
Robert W. Baird & CO. IncorporatedBroker
March 2002 - February 2011 · 8 yrs 11 mos
U.S. Bancorp Piper Jaffray INC.Broker
March 1997 - March 2002 · 5 yrs
Painewebber IncorporatedBroker
January 1993 - March 1997 · 4 yrs 2 mos
Lehman Brothers INC.Broker
July 1989 - February 1993 · 3 yrs 7 mos
Cenpac Securities CORP.Broker
January 1989 - August 1989 · 7 mos
Hibbard Brown & CO., INC.Broker
May 1988 - December 1988 · 7 mos
Sherwood Capital, INC.Broker
March 1988 - June 1988 · 3 mos
State Registrations47 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKSKYMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPAPRSCTNTXUTVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.