ChFC

Jeffrey Wells

Northwestern Mutual Investment Services,llc

42 Years of Experience

Claremont, CA

1 DisclosureBrokerSells Insurance

Jeffrey Wells is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Claremont, CA, with 42 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Northwestern Mutual Investment Services,llc

Compensation

Fixed/Hourly

Firm Size

2117 advisors

Number of Clients

1 client

Average Client Portfolio

Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

414 Yale Avenue, Suite A, Claremont, CA, 91711

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History

Regulatory History (1)

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Financial

December 2016

Final

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Other Business ActivitiesSells Insurance

Jeffrey may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products.

Employment History

Current Registrations

Northwestern Mutual Investment Services,llc

December 2010 - Present · 15 yrs 5 mos

Northwestern Mutual Investment Services, LLCBroker

May 1984 - Present · 42 yrs

Previous Registrations

Robert W. Baird & CO. IncorporatedBroker

March 1987 - January 2002 · 14 yrs 10 mos

Pruco Securities CorporationBroker

November 1983 - January 1986 · 2 yrs 2 mos

State Registrations7 states

AZCAIDORSCTXUT

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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