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James Colom

36 Years of Experience
Guaynabo, PR
Broker

James Colom is a registered investment advisor, based in Guaynabo, PR, with 36 years of industry experience.

Location

Centro Internacional De Mercadeo Ii, 90 Carr 165, Suite 803, Guaynabo, PR, 00968

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

James is a Senior Vice President at X-Square Capital, where he is involved in investment management and marketing of investment management services. He dedicates full-time hours to this role, with slightly reduced hours during trading.

Employment History
Current Registrations
Alps Distributors, INC.Broker
February 2020 - Present · 6 yrs 3 mos
X-Square Capital
April 2016 - Present · 10 yrs 1 mo
Previous Registrations
Santander SecuritiesBroker
April 2005 - October 2010 · 5 yrs 6 mos
Popular Securities, INC.Broker
August 1989 - May 2005 · 15 yrs 9 mos
Cs First Boston CorporationBroker
August 1989 - May 1995 · 5 yrs 9 mos
First Boston (puerto Rico), INC.Broker
February 1985 - May 1989 · 4 yrs 3 mos
Cs First Boston CorporationBroker
October 1983 - May 1995 · 11 yrs 7 mos
State Registrations1 state
PR
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.