Popular Securities, LLC provides comprehensive investment advisory and financial planning services to individuals, high net worth clients, and institutions. Operating primarily through platforms like the Fidelity Managed Account Xchange Program and external fixed income managers, Popular Securities designs personalized asset allocations using mutual funds, exchange-traded funds, separately managed accounts, unified managed accounts, and advisor-directed models. The firm also assists clients with personal financial planning covering areas such as net worth, budgeting, cash flow, retirement, tax strategies, and estate planning. Popular Securities is a wholly owned subsidiary of Popular, Inc. and is also a registered broker-dealer, offering clients access to banking, insurance, and affiliate products.
Fee Structure
Popular Securities charges an annual fee for managing your investment portfolio, which has a cap of 2.50% of your total assets in the FMAX Program or 1.10% for the Fixed Income Program. The total fee is negotiated on a case-by-case basis and can be calculated using either a tiered fee schedule (where the rate decreases as your portfolio value increases) or a single flat fee rate applied to all assets.
This fee covers services from Popular Securities, the platform sponsor, and the investment managers, but it does not cover third-party fund expenses, certain trading costs, or custodial fees.