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Guy Presutti

Oppenheimer & CO. INC.
41 Years of Experience
Boston, MA
3 DisclosuresBroker
View SEC Summary
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Guy Presutti is a registered investment advisor at Oppenheimer & CO. INC., based in Boston, MA, with 41 years of industry experience. Guy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

255 State Street, 5th Floor, Boston, MA, 02109

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2000
Denied
Customer Dispute
December 1993
Settled
Criminal
May 1983
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oppenheimer & CO. INC.
January 2006 - Present · 20 yrs 9 mos
Oppenheimer & CO. INC.Broker
May 2005 - Present · 21 yrs 5 mos
Oppenheimer & CO. INC.
May 2005 - Present · 21 yrs 5 mos
Previous Registrations
Bear, Stearns & CO. INC.Broker
February 2000 - April 2005 · 5 yrs 2 mos
Dean Witter Reynolds INC.Broker
December 1997 - March 2000 · 2 yrs 3 mos
Lehman Brothers INC.Broker
October 1990 - December 1997 · 7 yrs 2 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
December 1989 - October 1990 · 10 mos
Bear, Stearns & CO. INC.Broker
December 1987 - November 1989 · 1 yr 11 mos
Dean Witter Reynolds INC.Broker
January 1985 - December 1987 · 2 yrs 11 mos
First Investors CorporationBroker
October 1983 - February 1984 · 4 mos
State Registrations25 states
AZCACTDCDEFLILLAMAMDMEMONCNHNJNVNYOKPARISCTXVAVTWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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