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Andrew Michienzi

Oppenheimer & CO. INC.
40 Years of Experience
Boston, MA
2 DisclosuresBroker
View SEC Summary
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Andrew Michienzi is a registered investment advisor at Oppenheimer & CO. INC., based in Boston, MA, with 40 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

255 State Street, 5th Floor, Boston, MA, 02109

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2022
Final
Employment Separation After Allegations
April 2021
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Andrew owns a rental property in Naples, FL, which he rents out through a real estate agent. He also owns 50% and manages AJ Michienzi Properties LLC, which manages rental properties.

Employment History
Current Registrations
Oppenheimer & CO. INC.
May 2021 - Present · 5 yrs 5 mos
Oppenheimer & CO. INC.
May 2021 - Present · 5 yrs 5 mos
Oppenheimer & CO. INC.Broker
May 2021 - Present · 5 yrs 5 mos
Previous Registrations
Morgan Stanley
May 2020 - May 2021 · 1 yr
Morgan StanleyBroker
June 2009 - May 2021 · 11 yrs 11 mos
Citigroup Global Markets INC.Broker
April 1994 - June 2009 · 15 yrs 2 mos
Dean Witter Reynolds INC.Broker
September 1986 - April 1994 · 7 yrs 7 mos
State Registrations27 states
AZCACOCTDCDEFLGAKYMAMDMEMIMNNCNHNJNVNYOHORPARISCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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