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Lisa Lagoon

38 Years of Experience
Bloomington, MN
Broker

Lisa Lagoon is a registered investment advisor at Morgan Stanley, based in Bloomington, MN, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

8300 Norman Center Drive, Bloomington, MN, 55437

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lisa owns land and receives mineral royalties from Amerada Hess, Murex Petroleum, Hess Corporation, and XTO Energy. She also owns farmland in Tioga, ND; none of these activities require any significant time commitment.

Employment History
Current Registrations
Morgan Stanley
February 2010 - Present · 16 yrs 5 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
June 2008 - June 2009 · 1 yr
Wachovia Securities, LLC
January 2006 - June 2008 · 2 yrs 5 mos
Wachovia Securities, LLCBroker
July 2003 - June 2008 · 4 yrs 11 mos
Prudential Securities IncorporatedBroker
June 1999 - July 2003 · 4 yrs 1 mo
Painewebber IncorporatedBroker
February 1994 - June 1999 · 5 yrs 4 mos
Prudential Securities IncorporatedBroker
October 1990 - March 1994 · 3 yrs 5 mos
Lehman Brothers INC.Broker
July 1988 - October 1990 · 2 yrs 3 mos
Piper, Jaffray & Hopwood IncorporatedBroker
March 1987 - October 1987 · 7 mos
Charles Schwab & CO., INC.Broker
February 1987 - March 1987 · 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Lisa Lagoon - Financial Advisor | TrueAdvisor