Gerard Klingman
Gerard Klingman is a CFP, ChFC-designated registered investment advisor at Klingman and Associates, LLC, based in New York, NY, with 42 years of industry experience. Gerard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 3 more. Their firm serves 660 clients with $4.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.60% |
| $10.0M - $25.0M | 0.40% |
| $25M+ | 0.25% |
Fees may be negotiable based on particular client circumstances. Many client relationships existed prior to the implementation of our current fee schedule. As a result, clients' fees may differ (higher or lower) from the fee schedule above.
Fee Estimator
Location
120 West 45th Street, Suite 3800, New York, NY, 10036
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gerard is involved in several business activities, including passive investments in restaurants and serving as a trustee for multiple accounts. He is also an officer/CEO of Klingman and Associates LLC (an independent RIA) and Klingman Risk Management, LLC, and owner of Klingman Holdings LLC.
Employment History
Current Registrations
Klingman and Associates, LLC
Previous Registrations
Raymond James Financial Services, INC.Broker
Northwestern Mutual Investment Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
First Albany CorporationBroker
State Registrations2 states
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