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Tommy Schumaker

42 Years of Experience
Mercer Island, WA
1 DisclosureBrokerSells Insurance

Tommy Schumaker is a registered investment advisor at Wells Fargo Advisors, based in Mercer Island, WA, with 42 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2731 77th Ave Se, Suite 205, Mercer Island, WA, 98040

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
February 1976
Final Disposition
Other Business ActivitiesSells Insurance

Tommy sells non-variable insurance products, dedicating minimal time to this activity. This activity is investment-related and conducted at the reported business location(s).

Employment History
Current Registrations
Wells Fargo Advisors
November 2023 - Present · 2 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
LPL Financial LLC
October 2020 - November 2023 · 3 yrs 1 mo
LPL Financial LLCBroker
October 2020 - November 2023 · 3 yrs 1 mo
Ek Riley Investments, LLC
February 2008 - November 2020 · 12 yrs 9 mos
Ek Riley Advisors, LLC
August 2005 - December 2007 · 2 yrs 4 mos
Ek Riley Investments, LLCBroker
June 2005 - November 2020 · 15 yrs 5 mos
First Allied Securities, INC.
May 2004 - June 2005 · 1 yr 1 mo
First Allied Securities, INC.Broker
May 2004 - June 2005 · 1 yr 1 mo
Ragen Mackenzie Investment Services, LLC
February 2000 - May 2004 · 4 yrs 3 mos
Ragen Mackenzie Investment Services, LLCBroker
March 1986 - May 2004 · 18 yrs 2 mos
Interpacific Investors Services, INC.Broker
October 1983 - March 1986 · 2 yrs 5 mos
State Registrations15 states
AZCAFLGAIDMDMIMTNHNVORTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.