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Neil Butler

21 Years of Experience
Mercer Island, WA
2 DisclosuresBroker

Neil Butler is a registered investment advisor at Wells Fargo Advisors, based in Mercer Island, WA, with 21 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

7900 SE 28th St, Ste 300, Mercer Island, WA, 98040

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2026
Pending
Customer Dispute
August 2010
Denied
Other Business Activities

Neil is a co-trustee for Butler Wealth Management, LLC 401k plan and has a 42.5% ownership stake in Butler Wealth Management LLC. Being a co-trustee takes minimal time, while his ownership role takes about a quarter of his time.

Employment History
Current Registrations
Wells Fargo Advisors
March 2013 - Present · 13 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2013 - Present · 13 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2004 - April 2013 · 8 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2004 - April 2013 · 8 yrs 6 mos
State Registrations30 states
AKAZCACOCTFLGAHIIDILKSMAMDMEMIMOMTNJNVNYOHOKORPATNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Neil Butler - Financial Advisor | TrueAdvisor