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John Diciaccio

Snowden Capital Advisors LLC
42 Years of Experience
Pasadena, CA
4 DisclosuresBrokerSells Insurance
View SEC Summary
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John Diciaccio is a registered investment advisor at Snowden Capital Advisors LLC, based in Pasadena, CA, with 42 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 6,021 clients with $8.9B in assets under management.

Snowden Capital Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
6,021 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$8.9B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Minimum Annual Fee:$2,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees are negotiated on a client-by-client basis. Wrap fees typically range from 0.20% to 2.50% of assets under management. Unbundled advisory fees may be up to 3.00% per annum.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

225 South Lake Avenue, Suite 1020, Pasadena, CA, 91101

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2013
Settled
Customer Dispute
April 2008
Denied
Customer Dispute
March 2003
Closed-No Action
Customer Dispute
February 1999
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John is a Vice President at Snowden Capital Advisors LLC and Snowden Account Services, Inc, spending nearly full-time and about 10-20% of his time, respectively. He is also an insurance agent at Snowden Insurance Services LLC, selling insurance products and dedicating a few hours per week.

Employment History
Current Registrations
Snowden Capital Advisors LLC
January 2015 - Present · 11 yrs 9 mos
Snowden Account Services LLCBroker
November 2012 - Present · 13 yrs 11 mos
Previous Registrations
Snowden Capital Advisors LLC
November 2012 - December 2014 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 1993 - November 2012 · 18 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1983 - November 2012 · 29 yrs 1 mo
State Registrations17 states
ARAZCACTFLIDMAMINJNMNVNYORSCTNUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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