Caesar Cepeda
Caesar Cepeda is a registered investment advisor at Snowden Capital Advisors LLC, based in Pasadena, CA, with 38 years of industry experience. Caesar operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 5,771 clients with $7.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SCA offers investment management through various programs, typically charging a wrap fee that covers investment advice, trade execution, custody, and reporting. This fee is negotiated with each client and usually ranges from 0.20% to 2.50% of the portfolio's value. In some cases, clients may pay an unbundled advisory fee of up to 3.00% per year, separate from brokerage commissions and transaction charges.
Location
225 South Lake Avenue, Suite 1020, Pasadena, CA, 91101
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Regulatory History (1)
Customer Dispute
January 2002Other Business ActivitiesSells Insurance
Caesar is a Vice President and Private Wealth Advisor at Snowden Capital Advisors LLC, dedicating nearly full-time hours. He is also a Vice President at Snowden Account Services, Inc. and an insurance agent at Snowden Insurance Services LLC, spending a few hours per week selling insurance products. Finally, Caesar is the President and owner of Plan B Athletics Inc (Crossfit Monrovia), spending a few hours per week overseeing business operations.
Employment History
Current Registrations
Snowden Capital Advisors LLC
Snowden Account Services LLCBroker
Previous Registrations
Snowden Capital Advisors LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.