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Caesar Cepeda

Snowden Capital Advisors LLC
39 Years of Experience
Pasadena, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Caesar Cepeda is a registered investment advisor at Snowden Capital Advisors LLC, based in Pasadena, CA, with 39 years of industry experience. Caesar is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 6,021 clients with $8.9B in assets under management.

Snowden Capital Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
6,021 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$8.9B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Minimum Annual Fee:$2,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees are negotiated on a client-by-client basis. Wrap fees typically range from 0.20% to 2.50% of assets under management. Unbundled advisory fees may be up to 3.00% per annum.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

225 South Lake Avenue, Suite 1020, Pasadena, CA, 91101

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Caesar is a Vice President and Private Wealth Advisor at Snowden Capital Advisors LLC, dedicating nearly full-time hours. He is also a Vice President at Snowden Account Services, Inc. and an insurance agent at Snowden Insurance Services LLC, spending a few hours per week selling insurance products. Finally, Caesar is the President and owner of Plan B Athletics Inc (Crossfit Monrovia), spending a few hours per week overseeing business operations.

Employment History
Current Registrations
Snowden Capital Advisors LLC
January 2015 - Present · 11 yrs 9 mos
Snowden Account Services LLCBroker
January 2014 - Present · 12 yrs 9 mos
Previous Registrations
Snowden Capital Advisors LLC
January 2014 - December 2014 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 1997 - January 2014 · 16 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1987 - January 2014 · 26 yrs 9 mos
State Registrations5 states
AZCANVNYRI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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