David Gordon is a registered investment advisor at Morgan Stanley, based in Deerfield, IL, with 42 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
111 South Pfingsten Road, Suite 200, Deerfield, IL, 60015
Get directionsHistory
Regulatory History (6)
Customer Dispute
February 2009Customer Dispute
December 2005Customer Dispute
May 2002Customer Dispute
November 2000Customer Dispute
March 2000Customer Dispute
February 1995Other Business Activities
David is involved in various activities including owning a manufacturing business, serving as an arbitration hearing panel member, coaching sports car drivers, and contributing to financial publications. He also teaches ethics for an investment management program and is involved in yoga education and instruction.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Mesirow Investment Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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