David Pike is a registered investment advisor at Morgan Stanley, based in Deerfield, IL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
111 South Pfingsten Road, Suite 200, Deerfield, IL, 60015
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Regulatory History (1)
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Customer Dispute
March 2007Settled
Employment History
Current Registrations
Morgan Stanley
May 2012 - Present · 14 yrs 4 mos
Morgan StanleyBroker
May 2012 - Present · 14 yrs 4 mos
Previous Registrations
Wells Fargo Advisors, LLC
July 2003 - May 2012 · 8 yrs 10 mos
Wells Fargo Advisors, LLCBroker
July 2003 - May 2012 · 8 yrs 10 mos
Prudential Securities Incorporated
July 1997 - July 2003 · 6 yrs
Prudential Securities IncorporatedBroker
April 1997 - July 2003 · 6 yrs 3 mos
State Registrations18 states
ALAZCAFLIAILINMIMNNCNVNYORPASCTXVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.