AG
AG
Allan Gottlieb
42 Years of Experience
Atlanta, GA
1 DisclosureBroker
Allan Gottlieb is a registered investment advisor at Raymond James & Associates, INC., based in Atlanta, GA, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1000 Abernathy Road, NE, Building 400, Suite 1425, Atlanta, GA, 30328
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2012Settled
Other Business Activities
Allan is an advisory board member for Northside Youth Organization (NYO), a non-profit. He dedicates minimal time to this role.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 5 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 5 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
July 2003 - February 2013 · 9 yrs 7 mos
Morgan Keegan & Company, INC.
July 2003 - February 2013 · 9 yrs 7 mos
Wachovia Securities, LLC
July 2003 - August 2003 · 1 mo
Wachovia Securities, LLCBroker
July 2003 - August 2003 · 1 mo
Prudential Securities Incorporated
March 2000 - July 2003 · 3 yrs 4 mos
Prudential Securities IncorporatedBroker
November 1990 - July 2003 · 12 yrs 8 mos
Painewebber IncorporatedBroker
January 1988 - November 1990 · 2 yrs 10 mos
Kidder, Peabody & CO. IncorporatedBroker
October 1983 - January 1988 · 4 yrs 3 mos
State Registrations32 states
ALARAZCACOCTDCDEFLGAILKYMAMDMIMNMONCNJNMNYOHOKPASCSDTNTXUTVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.