AS
AS

Andrew Smith

42 Years of Experience
Bainbridge Island, WA
Broker

Andrew Smith is a registered investment advisor at Wells Fargo Advisors, based in Bainbridge Island, WA, with 42 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Bainbridge Island, WA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
July 2015 - Present · 11 yrs
Wells Fargo Advisors Financial Network, LLC
July 2015 - Present · 11 yrs
Wells Fargo Advisors Financial Network, LLCBroker
July 2015 - Present · 11 yrs
Previous Registrations
UBS Financial Services INC.Broker
August 2006 - July 2015 · 8 yrs 11 mos
UBS Financial Services INC.
August 2006 - July 2015 · 8 yrs 11 mos
Piper Jaffray & CO.
February 1994 - August 2006 · 12 yrs 6 mos
Piper Jaffray & CO.Broker
January 1994 - August 2006 · 12 yrs 7 mos
Kidder, Peabody & CO. IncorporatedBroker
October 1983 - January 1994 · 10 yrs 3 mos
State Registrations20 states
AZCACOFLIDILMDMIMNMTNJNVNYORRISCTXVAVirgin IslandsWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.