LC
LC

Louis Crafa

42 Years of Experience
Raleigh, NC
1 DisclosureBroker

Louis Crafa is a registered investment advisor at Wells Fargo Advisors, based in Raleigh, NC, with 42 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

4101 Lake Boone Trail Ste 110, [Satellite], Raleigh, NC, 27607

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 1998
Denied
Other Business Activities

Louis has 100% ownership of Owl Creek Capital LLC since 2022. He dedicates a few hours per week to this investment-related activity.

Employment History
Current Registrations
Wells Fargo Advisors
February 2022 - Present · 4 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - February 2022 · 18 yrs 7 mos
Wells Fargo Clearing Services, LLC
July 2003 - February 2022 · 18 yrs 7 mos
Prudential Securities IncorporatedBroker
July 2000 - July 2003 · 3 yrs
Prudential Securities Incorporated
July 2000 - July 2003 · 3 yrs
Painewebber IncorporatedBroker
January 1995 - July 2000 · 5 yrs 6 mos
Kidder, Peabody & CO. IncorporatedBroker
September 1994 - January 1995 · 4 mos
Painewebber IncorporatedBroker
October 1985 - September 1994 · 8 yrs 11 mos
MML Investors Services, INC.Broker
May 1985 - October 1985 · 5 mos
Home Life Equity Sales CORP.Broker
February 1984 - March 1985 · 1 yr 1 mo
State Registrations16 states
CACOCTFLGAMDNCNJOHPASCTNTXVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Louis Crafa - Financial Advisor | TrueAdvisor