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Daniel Spring
42 Years of Experience
Mystic, CT
3 DisclosuresBroker
Daniel Spring is a registered investment advisor at Wells Fargo Advisors, based in Mystic, CT, with 42 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
86 Denison Ave Ste 1, Mystic, CT, 06355
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 1995Settled
Customer Dispute
February 1995Settled
Customer Dispute
January 1994Settled
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
June 2025 - Present · 1 yr 4 mos
Wells Fargo Advisors
June 2025 - Present · 1 yr 4 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
November 2005 - June 2025 · 19 yrs 7 mos
Stifel, Nicolaus & Company, Incorporated
November 2005 - June 2025 · 19 yrs 7 mos
Advest, INC.
December 1999 - December 2005 · 6 yrs
Advest, INC.Broker
February 1999 - December 2005 · 6 yrs 10 mos
Dean Witter Reynolds INC.Broker
August 1992 - January 1999 · 6 yrs 5 mos
Painewebber IncorporatedBroker
December 1985 - August 1992 · 6 yrs 8 mos
E. F. Hutton & Company INCBroker
October 1983 - December 1985 · 2 yrs 2 mos
State Registrations31 states
ARAZCACOCTDEFLGAHIINLAMAMDMEMONCNHNJNVNYOKORPARISCTNTXUTVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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