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Thomas Bixby

LPL Financial LLC
42 Years of Experience
Viera, FL
Broker
View SEC Summary
View SEC Summary

Thomas Bixby is a CFP-designated registered investment advisor at LPL Financial LLC, based in Viera, FL, with 42 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7380 Murrell Road, Suite 100, Viera, FL, 32940

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas operates under two DBAs, Allen & Company and Allen & Company of Florida, LLC, for his LPL business. He dedicates minimal time to these entities.

Employment History
Current Registrations
LPL Financial LLC
January 2022 - Present · 4 yrs 9 mos
LPL Financial LLCBroker
August 2019 - Present · 7 yrs 2 mos
Previous Registrations
Allen & Company of Florida, LLCBroker
November 2019 - December 2019 · 1 mo
Allen & Company of Florida, LLC
November 2019 - March 2022 · 2 yrs 4 mos
Allen & Company of Florida, LLC
March 2013 - November 2019 · 6 yrs 8 mos
Allen & Company of Florida, LLCBroker
February 2013 - November 2019 · 6 yrs 9 mos
Morgan StanleyBroker
June 2009 - March 2013 · 3 yrs 9 mos
Morgan Stanley
June 2009 - March 2013 · 3 yrs 9 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
April 1998 - April 2007 · 9 yrs
Morgan Stanley
April 1998 - April 2007 · 9 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1988 - April 1998 · 9 yrs 6 mos
Shearson Lehman Hutton INC.Broker
February 1988 - October 1988 · 8 mos
E. F. Hutton & Company INCBroker
October 1983 - February 1988 · 4 yrs 4 mos
State Registrations28 states
AKALAZCACOCTDEFLGAIAINKYMAMDMEMIMTNCNHNMOHOKPASCTXVAVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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