CJ
CFP
CJ
CFP

Carl Johns

23 Years of Experience
Viera, FL
BrokerSells Insurance

Carl Johns is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Viera, FL, with 23 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

5425 Village Dr, Bldg B, Ste 103, Viera, FL, 32955

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Carl sells fixed insurance products, including life, disability, annuities, and long-term care, dedicating a few hours per week. He is also involved in several businesses, including an investment LLC, a CPA firm (where he spends about 10-20% of his time), a commercial property rental, a financial services company (where he spends about a quarter of his time), a telco engineering company, and a community social club.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2011 - Present · 14 yrs 8 mos
Cetera Financial Specialists LLC
June 2009 - Present · 16 yrs 11 mos
Cetera Financial Specialists LLCBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Hochman & Baker Securities, INC.Broker
September 1996 - December 2002 · 6 yrs 3 mos
State Registrations17 states
ALAZCADCFLGAILINMIMSNCNYSCTNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.