KO
KO
Kurt Owen
42 Years of Experience
Seattle, WA
1 DisclosureBroker
Kurt Owen is a registered investment advisor at UBS Financial Services INC., based in Seattle, WA, with 42 years of industry experience. Kurt is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
925 Fourth Avenue, 31st & 32nd Floor, Seattle, WA, 98104
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2021Settled
Other Business Activities
Kurt works as a ski instructor since 1986. This activity is not investment-related.
Employment History
Current Registrations
UBS Financial Services INC.
August 2006 - Present · 20 yrs 2 mos
UBS Financial Services INC.Broker
August 2006 - Present · 20 yrs 2 mos
Previous Registrations
Piper Jaffray & CO.
October 1999 - August 2006 · 6 yrs 10 mos
Piper Jaffray & CO.Broker
October 1983 - August 2006 · 22 yrs 10 mos
State Registrations41 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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