Susan Cooper
Susan Cooper is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in North Haven, CT, with 42 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
North Haven, CT
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Regulatory History (1)
Employment Separation After Allegations
April 2014Other Business ActivitiesSells Insurance
Susan is the President and an independent insurance agent for various independent insurance companies through Susan Cooper Capital Management Inc, dedicating a few hours per week. She is also an IAR and advisory rep of a RIA, spending full-time hours on this activity.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Cfs Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Cooper Financial Services, INC.
Integrated Resources Equity CorporationBroker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
John Hancock Distributors, INC.Broker
Harbor Securities CorporationBroker
Integrated Resources Equity CorporationBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.