CT
CFP
CT
CFP
Carol Truluck
50 Years of Experience
Shelton, CT
2 DisclosuresSells Insurance
Carol Truluck is a CFP-designated registered investment advisor at Innovative Asset Advisors Group, based in Shelton, CT, with 50 years of industry experience. Carol operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 193 clients with $130M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
11 advisors
IM Fee
Planning only
Assets Under Management
$134.5M
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Location
1 Enterprise Drive, Suite 425, Shelton, CT, 06484
Get directionsHistory
Regulatory History (2)
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Customer Dispute
October 2010Denied
Customer Dispute
October 2002Settled
Other Business ActivitiesSells Insurance
Carol is an insurance agent with Merit Insurance Agency, selling fixed insurance products since 1986. This requires minimal time.
Employment History
Current Registrations
Innovative Asset Advisors Group
September 2025 - Present · 8 mos
Previous Registrations
Financial Strategies Investment Advisor Services, INC.
April 2023 - December 2025 · 2 yrs 8 mos
Royal Alliance Associates, INC.
July 2012 - March 2023 · 10 yrs 8 mos
Royal Alliance Associates, INC.Broker
July 2012 - March 2023 · 10 yrs 8 mos
Cambridge Investment Research Advisors, INC.
July 2009 - July 2012 · 3 yrs
Cambridge Investment Research, INC.Broker
July 2009 - July 2012 · 3 yrs
Financial Strategies Investment Advisor Services, LLP
February 2002 - August 2009 · 7 yrs 6 mos
Mutual Service Corporation
February 2002 - July 2009 · 7 yrs 5 mos
Mutual Service CorporationBroker
March 1999 - July 2009 · 10 yrs 4 mos
Titan/value Equities Group, INC.Broker
February 1986 - March 1999 · 13 yrs 1 mo
Waddell & Reed, INC.Broker
February 1976 - March 1986 · 10 yrs 1 mo
State Registrations1 state
CT
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.