Thomas D'avanzo
Thomas D'avanzo is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Southbury, CT, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
108 Main St N, Southbury, CT, 06488
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is a member of the Brookfield Lion's Club, participating in charitable fundraising. He also serves on the Brookfield Economic Development Committee and the Capital Planning Ad-Hoc Committee, dedicating minimal time to each.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Pruco Securities, LLC.Broker
Equity Services, INC.Broker
Cross Point Capital LLCBroker
Auriga USA, LLCBroker
Cohen & Company Capital Markets, LLCBroker
Aladdin Capital LLCBroker
Abn Amro IncorporatedBroker
Bzw Securities INC.Broker
Electronic Trading Systems, L.P.Broker
Mmar Group, INC.Broker
Amfco Securities, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.