KH
KH

Kathryn Hayden

35 Years of Experience
Houston, TX
Broker

Kathryn Hayden is a registered investment advisor at Raymond James & Associates, INC., based in Houston, TX, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

5847 San Felipe Street, Ste 3900, Houston, TX, 77057

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
January 2017 - Present · 9 yrs 6 mos
Raymond James & Associates, INC.
January 2017 - Present · 9 yrs 6 mos
Previous Registrations
UBS Financial Services INC.Broker
December 2010 - January 2017 · 6 yrs 1 mo
UBS Financial Services INC.
November 2010 - January 2017 · 6 yrs 2 mos
Caz Investments L.P.
February 2006 - May 2009 · 3 yrs 3 mos
Professional Funds Distributor, LLCBroker
May 2005 - January 2006 · 8 mos
Roxbury Capital Management LLC
July 1998 - January 2006 · 7 yrs 6 mos
Painewebber IncorporatedBroker
June 1989 - April 1993 · 3 yrs 10 mos
Kidder, Peabody & CO. IncorporatedBroker
October 1983 - June 1989 · 5 yrs 8 mos
State Registrations14 states
ALCACOFLGAILLANCNJOKSCTXVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.