Steven Esposito
Steven Esposito is a registered investment advisor at Wells Fargo Advisors, based in Lake Forest, IL, with 42 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
100 N. Field Drive, Suite 120, Lake Forest, IL, 60045
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2004Customer Dispute
June 2001Other Business Activities
Steven co-owns Yellowstone Wealth Management, LLC with his spouse and owns Yellowstone Asset Management, LLC. He also owns rental property. Steven spends nearly full-time hours on Yellowstone Asset Management, LLC and about a quarter of his time on Yellowstone Wealth Management, LLC.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Painewebber IncorporatedBroker
State Registrations35 states
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