TrueAdvisor
TrueAdvisor
BM
BM

Brian Mcpartlin

LPL Financial LLC
41 Years of Experience
Downers Grove, IL
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Brian Mcpartlin is a registered investment advisor at LPL Financial LLC, based in Downers Grove, IL, with 41 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2655 Warrenville Road, Ste 110, Downers Grove, IL, 60515

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2017
Denied
Customer Dispute
December 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Brian operates under the DBA HighPoint Planning Partners for his LPL business since 2018. He also has a business entity called Briamar Financial for tax/investment purposes, dedicating about a quarter of his time to it.

Employment History
Current Registrations
LPL Financial LLCBroker
May 2018 - Present · 8 yrs 5 mos
LPL Financial LLC
May 2018 - Present · 8 yrs 5 mos
LPL Financial LLC
May 2018 - Present · 8 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2010 - May 2018 · 8 yrs
Wells Fargo Clearing Services, LLCBroker
May 2010 - May 2018 · 8 yrs
Chase Investment Services CORP.
July 2007 - June 2010 · 2 yrs 11 mos
Chase Investment Services CORP.Broker
July 2005 - June 2010 · 4 yrs 11 mos
Banc One Securities CorporationBroker
February 1999 - July 2005 · 6 yrs 5 mos
First Chicago Nbd Investment Services, INC.Broker
December 1992 - February 1999 · 6 yrs 2 mos
Forth Financial Securities, CorporationBroker
September 1991 - November 1992 · 1 yr 2 mos
Pruco Securities CorporationBroker
March 1984 - May 1990 · 6 yrs 2 mos
State Registrations7 states
AZFLILINMONCSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Downers Grove, IL →All financial advisors in Illinois →