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PW
CFP · ChFC
PW
CFP · ChFC

Peter Wilmot

LPL Financial LLC
25 Years of Experience
Downers Grove, IL
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Peter Wilmot is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Downers Grove, IL, with 25 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2651 Warrenville Road Ste 200, Downers Grove, IL, 60515

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Peter is involved in several business entities, many of which are DBAs for LPL business and related to tax or investment purposes. Peter also works as an agent for non-variable insurance, and owns a tax preparation and accounting service, but these activities take minimal time.

Employment History
Current Registrations
LPL Financial LLC
February 2018 - Present · 8 yrs 8 mos
LPL Financial LLCBroker
May 2015 - Present · 11 yrs 5 mos
Previous Registrations
Opus Wealth Management Group
May 2015 - March 2018 · 2 yrs 10 mos
Metlife Securities INC.Broker
March 2007 - May 2015 · 8 yrs 2 mos
Metlife Securities INC.
March 2007 - May 2015 · 8 yrs 2 mos
Metropolitan Life Insurance CompanyBroker
March 2007 - July 2007 · 4 mos
Waterstone Financial Group, INC.
March 2006 - January 2007 · 10 mos
Waterstone Financial Group, INC.Broker
March 2006 - January 2007 · 10 mos
Metlife Securities INC.
February 2004 - March 2006 · 2 yrs 1 mo
Metlife Securities INC.Broker
January 2001 - March 2006 · 5 yrs 2 mos
Metropolitan Life Insurance CompanyBroker
January 2001 - March 2006 · 5 yrs 2 mos
State Registrations39 states
ALARAZCACODCFLGAIAIDILINKSKYLAMAMDMIMNMOMSMTNCNENJNMNVNYOHOKORPASCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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