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Claudia Baggot

LPL Enterprise, LLC
34 Years of Experience
Staten Island, NY
1 DisclosureBroker
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Claudia Baggot is a registered investment advisor at LPL Enterprise, LLC, based in Staten Island, NY, with 34 years of industry experience. Claudia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.

LPL Enterprise, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3138 advisors
Number of Clients
102,563 clients
Average Client Portfolio
$243K average
Assets Under Management
$24.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.35%

Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Staten Island, NY

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History

Regulatory History (1)
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Financial
October 2017
Final
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Other Business Activities

Claudia works at CVS as a retail pharmacist, dedicating about half her time to this role. This activity is not investment-related.

Employment History
Current Registrations
LPL Enterprise, LLC
September 2024 - Present · 2 yrs 1 mo
LPL Enterprise, LLCBroker
September 2024 - Present · 2 yrs 1 mo
Previous Registrations
Pruco Securities, LLC.Broker
February 2013 - September 2024 · 11 yrs 7 mos
Toussaint Capital Partners, LLCBroker
July 2011 - December 2011 · 5 mos
Cazenove IncorporatedBroker
January 1990 - April 2010 · 20 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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