Ray Isaacs
Ray Isaacs is a registered investment advisor at Isaacs & Associates, LLC, based in Cincinnati, OH, with 39 years of industry experience. Ray operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 172 clients with $55M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Isaacs & Associates charges a fee based on the value of your investments. The annual management fee ranges from 0.80% to 1.70% and is negotiable based on the size of the account. The fee includes a platform fee when using institutional portfolio strategists. Fees are billed monthly.
Location
4270 Ivy Pointe Blvd, Suite 100, Cincinnati, OH, 45245
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2014Customer Dispute
October 1996Other Business ActivitiesSells Insurance
Ray is an independent insurance agent since 1983, recommending the purchase of insurance products. This takes about half of his time, including time during securities trading hours.
Employment History
Current Registrations
Isaacs & Associates, LLC
Previous Registrations
Spc
Parkland Securities, LLCBroker
Walnut Street Securities, INC.Broker
Pruco Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.