BK
BK
Barry Klein is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
595 South Federal Highway, Suite 400, Boca Raton, FL, 33432
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2000Award / Judgment
Employment History
Current Registrations
Morgan Stanley
November 2011 - Present · 14 yrs 8 mos
Morgan StanleyBroker
October 2011 - Present · 14 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
August 2007 - October 2011 · 4 yrs 2 mos
UBS Financial Services INC.Broker
August 2007 - October 2011 · 4 yrs 2 mos
Citigroup Global Markets INC.
June 2006 - August 2007 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
June 2006 - August 2007 · 1 yr 2 mos
Banc of America Investment Services, INC.
December 2005 - June 2006 · 6 mos
Banc of America Investment Services, INC.Broker
November 2005 - June 2006 · 7 mos
Citigroup Global Markets INC.
October 1992 - November 2005 · 13 yrs 1 mo
Citigroup Global Markets INC.Broker
October 1992 - November 2005 · 13 yrs 1 mo
Prudential Securities IncorporatedBroker
August 1989 - November 1992 · 3 yrs 3 mos
Thomson Mckinnon Securities INC.Broker
September 1984 - August 1989 · 4 yrs 11 mos
J. B. Hanauer & CO.Broker
November 1983 - September 1984 · 10 mos
State Registrations40 states
AKAZCACOCTDCDEFLGAILINKSKYLAMAMDMIMNMONCNHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVirgin IslandsWAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.