Daniel Giddens
Daniel Giddens is a registered investment advisor at Osaic Wealth, INC., based in Mt. Vernon, WA, with 39 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
300 South First St. Suite D, The Lido Building, Mt. Vernon, WA, 98273
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Daniel owns Pathways Financial, through which he sells life insurance, fixed and immediate annuities, long-term care, and disability insurance. He also works as an Investment Advisor Representative for both Arbor Point Advisors and Securities America Advisors, dedicating about 10-20% of his time to the latter.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Osaic Advisory Services, LLC
Arbor Point Advisors
Securities America Advisors, INC.
Securities America, INC.Broker
Kms Financial Services, INC
Kms Financial Services, INC.Broker
Grant Williams L.P.
Grant Williams L.P.Broker
Clark Capital Management Group INC
First Florida Securities, INC.Broker
Symetra Investment Services, INC.
Symetra Investment Services, INC.Broker
Waterstone Financial Group, INC.
Waterstone Financial Group, INC.Broker
AXA Distributors, LLCBroker
Edward JonesBroker
National Planning CorporationBroker
Jackson National Life Distributors, INC.Broker
Jackson National Financial Services, INC.Broker
Sunamerica Securities, INC.Broker
Financial Planning Consultants, INC.Broker
Nylife Securities INC.Broker
Shearson Lehman Hutton INC.Broker
Cis Investment CorporationBroker
American Finance Group Securities CORP.Broker
Financial Planning Consultants, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.