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Bruce Vaughn

42 Years of Experience
Vienna, VA
BrokerSells Insurance

Bruce Vaughn is a registered investment advisor at Cetera Investment Advisers LLC, based in Vienna, VA, with 42 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

8391 Old Courthouse Rd Ste 203, Vienna, VA, 22182

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Bruce is an insurance representative selling fixed insurance products including life, long-term care, disability, and health insurance. He is also a financial planner and 10% owner of VLP Financial Advisors, and a regional director for Paragon Wealth Management, recruiting new representatives.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
March 1990 - Present · 36 yrs 2 mos
Cetera Wealth Services, LLCBroker
March 1990 - Present · 36 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLC
December 1996 - June 2023 · 26 yrs 6 mos
Focus II Securities, INC.Broker
October 1989 - February 1990 · 4 mos
Cadaret, Grant & CO., INC.Broker
October 1988 - October 1989 · 1 yr
Focus Securities, INC.Broker
October 1984 - November 1988 · 4 yrs 1 mo
Cardell & Associates, IncorporatedBroker
December 1983 - October 1984 · 10 mos
State Registrations40 states
ALARAZCACOCTDCDEFLGAHIIDILINKSLAMAMDMEMIMNMOMSNCNHNJNMNVNYOHORPARISCTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Bruce Vaughn - Financial Advisor | TrueAdvisor