Thomas Phillips
Thomas Phillips is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Mclean, VA, with 33 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
8200 Greensboro Drive, Suite 625, Mclean, VA, 22102
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a part owner of Kurtz, Connor, Browning & Phillips, LLC (KCBP, LLC), a DBA for the sale of securities and insurance products, and works there nearly full-time. He also works nearly full-time as an independent insurance agent selling fixed insurance products, and spends minimal time on the board of directors for Chantilly Little League.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
J.P. Atkinson & Associates, INC.
Voya Financial Advisors, INC.Broker
Fortis Investors, INC.Broker
State Registrations40 states
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