GD
GD

Gary Duncan

27 Years of Experience
Chico, CA
Broker

Gary Duncan is a registered investment advisor at Morgan Stanley, based in Chico, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

555 Main Street, Suite 100, Chico, CA, 95928

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Gary owns rental property in Chico, California, since 2000. He dedicates minimal time to property management.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
December 2008 - June 2009 · 6 mos
Morgan Stanley & CO. IncorporatedBroker
December 2008 - June 2009 · 6 mos
UBS Financial Services INC.
August 2001 - December 2008 · 7 yrs 4 mos
UBS Financial Services INC.Broker
May 2001 - December 2008 · 7 yrs 7 mos
Wm Financial Services, INC.Broker
December 1999 - May 2001 · 1 yr 5 mos
Baraban Securities, INC.Broker
April 1994 - August 1994 · 4 mos
Emmett a Larkin Company, INC.Broker
July 1984 - July 1984 · 0 mos
Prudential-Bache Securities INC.Broker
February 1984 - May 1984 · 3 mos
Beckman & CO., INC.Broker
November 1983 - February 1984 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.