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John Shetromph

Cetera Investment Advisers LLC
42 Years of Experience
Lititz, PA
3 DisclosuresBroker
View SEC Summary
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John Shetromph is a registered investment advisor at Cetera Investment Advisers LLC, based in Lititz, PA, with 42 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

100 Highlands Dr, Suite 301, Lititz, PA, 17543

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Denied
Employment Separation After Allegations
January 2008
Customer Dispute
September 2002
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLCBroker
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Summit Financial Group INC
February 2011 - May 2021 · 10 yrs 3 mos
Summit Brokerage Services, INC.Broker
January 2008 - September 2019 · 11 yrs 8 mos
Pruco Securities, LLC.Broker
November 1983 - February 2008 · 24 yrs 3 mos
State Registrations9 states
CAFLKYMDNCNYPAVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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