Thomas Croghan is a registered investment advisor at LPL Financial LLC, based in Winnetka, IL, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
576 Lincoln Ave., Winnetka, IL, 60093
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas works full-time for Wintrust Investments as a DBA for LPL business. He also has two business entities, JWC Family II LLC and JWC Family LLC, for tax/investment purposes, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wintrust Investments
Wintrust Investments LLCBroker
Great Lakes Advisors, LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley Dw INC.Broker
Morgan Stanley
William Blair & Company L.L.C.
William Blair & Company L.L.C.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
State Registrations13 states
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