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Peter Navaretta

LPL Financial LLC
42 Years of Experience
Stuart, FL
2 DisclosuresBroker
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Peter Navaretta is a registered investment advisor at LPL Financial LLC, based in Stuart, FL, with 42 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

740 SE Indian Street, Stuart, FL, 34997

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 1990
Settled
Customer Dispute
June 1988
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Peter operates Investment Planning Group as a DBA for his LPL business. He also has a business entity, JMAK, Inc., for tax and investment purposes, spending a few hours per week on it.

Employment History
Current Registrations
LPL Financial LLC
October 2023 - Present · 3 yrs
LPL Financial LLCBroker
October 2023 - Present · 3 yrs
Previous Registrations
Oppenheimer & CO. INC.
October 2021 - October 2023 · 2 yrs
Oppenheimer & CO. INC.Broker
October 2021 - October 2023 · 2 yrs
UBS Financial Services INC.Broker
July 2011 - September 2021 · 10 yrs 2 mos
UBS Financial Services INC.
July 2011 - September 2021 · 10 yrs 2 mos
Morgan Stanley Smith Barney LLC
June 2009 - July 2011 · 2 yrs 1 mo
Morgan Stanley Smith BarneyBroker
June 2009 - July 2011 · 2 yrs 1 mo
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
April 2006 - April 2007 · 1 yr
Morgan Stanley Dw INC.Broker
March 2006 - April 2007 · 1 yr 1 mo
Wachovia Securities, LLCBroker
July 2003 - April 2006 · 2 yrs 9 mos
Wachovia Securities, LLC
July 2003 - April 2006 · 2 yrs 9 mos
Prudential Securities Incorporated
November 1997 - July 2003 · 5 yrs 8 mos
Prudential Securities IncorporatedBroker
October 1997 - July 2003 · 5 yrs 9 mos
Dean Witter Reynolds INC.Broker
May 1991 - October 1997 · 6 yrs 5 mos
Prudential Securities IncorporatedBroker
March 1988 - May 1991 · 3 yrs 2 mos
Shearson Lehman Hutton INC.Broker
February 1988 - March 1988 · 1 mo
E. F. Hutton & Company INCBroker
November 1983 - February 1988 · 4 yrs 3 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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