Anne Perry
Anne Perry is a registered investment advisor at LPL Financial LLC, based in Greenwood Village, CO, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5299 Dtc Blvd, Ste 1170, Greenwood Village, CO, 80111
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2009Customer Dispute
September 2008Other Business Activities
Anne owns rental real estate, dedicating minimal time to it. She also operates Perry Wealth Management LLC as a DBA for her LPL business, spending about 10-20% of her time on this.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
First Financial Equity Corporation
First Financial Equity CorporationBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Banc One Securities Corporation
Banc One Securities CorporationBroker
Harvestons Securities, INC.Broker
Colorado National Brokerage, INC.Broker
E. F. Hutton & Company INCBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.