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CFP
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CFP

Daniel Whitehead

LPL Financial LLC
27 Years of Experience
Greenwood Village, CO
BrokerSells Insurance
View SEC Summary
View SEC Summary

Daniel Whitehead is a CFP-designated registered investment advisor at LPL Financial LLC, based in Greenwood Village, CO, with 27 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8390 E Crescent Pkwy Ste 110, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Daniel sells non-variable insurance, dedicating minimal time to this activity. He also operates PI Wealth Management as a DBA for his LPL business and works part-time as a tax preparer, spending minimal time on it.

Employment History
Current Registrations
LPL Financial LLC
September 2010 - Present · 16 yrs 1 mo
LPL Financial LLC
September 2010 - Present · 16 yrs 1 mo
LPL Financial LLCBroker
September 2010 - Present · 16 yrs 1 mo
Previous Registrations
Zions Direct, INC.Broker
November 2008 - October 2010 · 1 yr 11 mos
Contango Capital Advisors, INC.
May 2007 - October 2010 · 3 yrs 5 mos
Whitehead Wealth Management, INC.
November 2004 - December 2007 · 3 yrs 1 mo
Western International Securities, INC.Broker
November 2003 - November 2004 · 1 yr
Sentra Securities CORP
July 2002 - December 2003 · 1 yr 5 mos
Sentra Securities CorporationBroker
July 2002 - December 2003 · 1 yr 5 mos
UBS Painewebber INC.
November 1999 - July 2002 · 2 yrs 8 mos
UBS Painewebber INC.Broker
August 1999 - July 2002 · 2 yrs 11 mos
State Registrations33 states
AKALARAZCACOFLHIIAIDILINKSMDMNMOMTNCNENHNMNVNYOHOKORPATNTXUTWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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