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Thomas Rosendahl

42 Years of Experience
Weehawken, NJ
Broker

Thomas Rosendahl is a registered investment advisor at UBS Financial Services INC., based in Weehawken, NJ, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

1200 Harbor Boulevard, Weehawken, NJ, 07086

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is a member of Lexington Ventures LLC, managing real estate, and also a member/registered agent for LX 51 LLC, LX 52 LLC, LX 53 LLC, and LX 32 LLC, all involved in real estate ownership and management. He also serves as Secretary/Treasurer for Arium Development, a construction business.

Employment History
Current Registrations
UBS Financial Services INC.
August 2006 - Present · 19 yrs 9 mos
UBS Financial Services INC.
August 2006 - Present · 19 yrs 9 mos
UBS Financial Services INC.Broker
August 2006 - Present · 19 yrs 9 mos
Previous Registrations
Piper Jaffray & CO.
October 2005 - August 2006 · 10 mos
Piper Jaffray & CO.Broker
October 2005 - August 2006 · 10 mos
UBS Financial Services INC.
October 2002 - November 2005 · 3 yrs 1 mo
UBS Financial Services INC.Broker
November 1983 - November 2005 · 22 yrs
State Registrations27 states
AKAZCACODEFLGAHIIAIDMAMIMOMTNCNMNVNYOHORPASCTNTXUTWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Thomas Rosendahl - Financial Advisor | TrueAdvisor