RK
RK

Richard Kundracik

37 Years of Experience
Farmington Hls, MI
Broker

Richard Kundracik is a registered investment advisor at Cetera Investment Advisers LLC, based in Farmington Hls, MI, with 37 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

33533 W Twelve Mile Rd, Suite 310, Farmington Hls, MI, 48331

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Investment Services LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Investment Services LLCBroker
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
Hartshorne Group, LLC
October 2020 - March 2024 · 3 yrs 5 mos
Millington Securities, INC.Broker
January 2020 - December 2021 · 1 yr 11 mos
Foreside Fund Services, LLCBroker
January 2017 - December 2019 · 2 yrs 11 mos
Wbi Investments, LLC
May 2016 - March 2024 · 7 yrs 10 mos
Quasar Distributors, LLCBroker
May 2016 - December 2016 · 7 mos
Fsc Securities Corporation
November 2010 - April 2016 · 5 yrs 5 mos
Fsc Securities CorporationBroker
October 2010 - April 2016 · 5 yrs 6 mos
Wbi Investments
August 2009 - October 2010 · 1 yr 2 mos
Multi-Financial Securities Corporation
September 2006 - May 2009 · 2 yrs 8 mos
Multi-Financial Securities CorporationBroker
August 2002 - May 2009 · 6 yrs 9 mos
Nylife Distributors INC.Broker
June 2001 - July 2002 · 1 yr 1 mo
Ing Funds Distributor, INC.Broker
April 1999 - December 2000 · 1 yr 8 mos
MML Distributors, LLCBroker
August 1998 - October 1998 · 2 mos
Equitable Distributors, INC.Broker
November 1997 - June 1998 · 7 mos
Meridian Clearing CORP.Broker
June 1996 - October 1997 · 1 yr 4 mos
The Dreyfus Service CorporationBroker
January 1994 - June 1996 · 2 yrs 5 mos
Dean Witter Reynolds INC.Broker
August 1993 - January 1994 · 5 mos
American Finance Group Securities CORP.Broker
March 1992 - June 1992 · 3 mos
North American Financial Group, INC.Broker
June 1991 - December 1991 · 6 mos
Capital Concepts Investment CORP.Broker
October 1990 - July 1991 · 9 mos
Alert Equity CorporationBroker
October 1990 - July 1991 · 9 mos
Lepercq Equity CORP.Broker
July 1986 - October 1990 · 4 yrs 3 mos
Brauvin Securities, INC.Broker
May 1985 - July 1989 · 4 yrs 2 mos
State Registrations48 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYMAMDMEMIMNMOMSMTNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Richard Kundracik - Financial Advisor | TrueAdvisor