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Alan Kasser

J. W. Cole Advisors, INC.
42 Years of Experience
Roswell, GA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Alan Kasser is a registered investment advisor at J. W. Cole Advisors, INC., based in Roswell, GA, with 42 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 31,247 clients with $8.2B in assets under management.

J. W. Cole Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
491 advisors
Number of Clients
31,247 clients
Average Client Portfolio
$264K average
Assets Under Management
$8.2B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M3.00%
$1.0M - $3.0M1.25%
$3.0M - $5.0M1.00%
$5.0M - $10.0M0.75%
$10M+0.50%

Fees may be negotiated or charged at a flat rate. Program fees and transaction costs may apply separately depending on the selected account type.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Roswell, GA

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2021
Settled
Employment Separation After Allegations
December 2006
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Alan is involved with Kasser Investment Advisors, LLC, focusing on brokerage, mutual funds, and insurance products including life, disability, and long-term care. This activity is investment-related.

Employment History
Current Registrations
J.W. Cole Financial, INC.Broker
May 2013 - Present · 13 yrs 5 mos
J. W. Cole Advisors, INC.
May 2013 - Present · 13 yrs 5 mos
Previous Registrations
Financial Advisers of America, LLCBroker
October 2010 - May 2013 · 2 yrs 7 mos
Financial Advisers of America, LLC
October 2010 - May 2013 · 2 yrs 7 mos
MML Investors Services, INC.
May 2008 - November 2010 · 2 yrs 6 mos
MML Investors Services, INC.Broker
February 2007 - November 2010 · 3 yrs 9 mos
First Investors CorporationBroker
January 1984 - January 2007 · 23 yrs
State Registrations8 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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