Alan Jeffery Kasser

J. W. Cole Advisors, INC.

41 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Retirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching

J. W. Cole Advisors, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

467 advisors

Number of Clients

29,614 clients

Average Client Portfolio

$243K average

Assets Under Management

$7.2B

Fee Structure

Minimum Investment:$100K

Financial Planning:Charged separately

Minimum Annual Fee:$280

Location

4301 Anchor Plaza Parkway, Suite # 450, Tampa, FL, 33634

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

August 2021

Settled

Employment Separation After Allegations

December 2006

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Alan is involved with Kasser Investment Advisors, LLC, focusing on brokerage, mutual funds, and insurance products including life, disability, and long-term care. This activity is investment-related.

Employment History

Current Registrations

J.W. Cole Financial, INC.Broker

May 2013 - Present · 12 yrs 9 mos

J. W. Cole Advisors, INC.

May 2013 - Present · 12 yrs 9 mos

Previous Registrations

Financial Advisers of America, LLCBroker

October 2010 - May 2013 · 2 yrs 7 mos

Financial Advisers of America, LLC

October 2010 - May 2013 · 2 yrs 7 mos

MML Investors Services, INC.

May 2008 - November 2010 · 2 yrs 6 mos

MML Investors Services, INC.Broker

February 2007 - November 2010 · 3 yrs 9 mos

First Investors CorporationBroker

January 1984 - January 2007 · 23 yrs

State Registrations8 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.