TrueAdvisor
TrueAdvisor
MF
MF

Marc Frost

World Equity Group, INC.
36 Years of Experience
Dunwoody, GA
7 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Marc Frost is a registered investment advisor at World Equity Group, INC., based in Dunwoody, GA, with 36 years of industry experience. Marc is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 3,151 clients with $1B in assets under management.

World Equity Group, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
77 advisors
Number of Clients
3,151 clients
Average Client Portfolio
$318K average
Assets Under Management
$1.0B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $75K0.47%
$75K - $750K0.42%
$750K+0.35%

Schedule includes the firm platform fee and tax overlay fee; third-party manager fees and representative fees are extra and negotiable. Accounts between $25k and $50k using the ETF Select model pay a flat 1.50% annual fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Dunwoody, GA

Get directions

History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2004
Final
Regulatory
September 1992
Final
Employment Separation After Allegations
September 1992
Regulatory
November 1991
Final
Customer Dispute
October 1991
Settled
Regulatory
August 1986
Final
Employment Separation After Allegations
July 1985
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Marc is the CEO of Westover Group, which includes insurance sales, and is involved in several other businesses including Living Healthy Depot, Frost Financial, and Star Pasta. He also works as an adjunct professor at Georgia State University and is an author.

Employment History
Current Registrations
World Equity Group, INC.Broker
March 2009 - Present · 17 yrs 7 mos
World Equity Group, INC.
March 2009 - Present · 17 yrs 7 mos
Previous Registrations
Capital Financial Services, INC.
January 2009 - February 2009 · 1 mo
Capital Financial Services, INC.Broker
January 2009 - February 2009 · 1 mo
R. F. Lafferty & CO., INC.
September 2008 - December 2008 · 3 mos
R. F. Lafferty & CO., INC.Broker
August 2008 - December 2008 · 4 mos
L.M. Kohn & Company
December 2005 - August 2008 · 2 yrs 8 mos
L.M. Kohn & CompanyBroker
September 2005 - August 2008 · 2 yrs 11 mos
Resource Horizons Group LLCBroker
September 2005 - September 2005 · 0 mos
Dunwoody Brokerage Services, INC.Broker
January 2004 - September 2005 · 1 yr 8 mos
Nationwide Investment Services CorporationBroker
January 2002 - September 2002 · 8 mos
L.M. Kohn & CompanyBroker
November 1997 - November 2001 · 4 yrs
World Invest CorporationBroker
November 1993 - December 1995 · 2 yrs 1 mo
Corporate Securities Group, INC.Broker
April 1989 - August 1991 · 2 yrs 4 mos
Phoenix Securities Group,inc.Broker
January 1988 - March 1989 · 1 yr 2 mos
Investacorp, INC.Broker
November 1985 - November 1987 · 2 yrs
Prudential-Bache Securities INC.Broker
January 1984 - October 1985 · 1 yr 9 mos
State Registrations12 states
ALCAFLGALAMAMSNCNJNYPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Dunwoody, GA →All financial advisors in Georgia →