Dale Wood
Dale Wood is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Lake Forest, CA, with 41 years of industry experience. Dale operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
22954 El Toro Road, Lake Forest, CA, 92630
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dale is the owner of a sole proprietorship, offering fixed and variable annuity insurance, and fixed life insurance. This activity is investment-related and takes a few hours per week.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Royal Alliance Associates, INC.
First California Capital Markets Group, INC.Broker
First Imperial Investor Services, INC.Broker
Gfc Securities CorporationBroker
Continental Equities Corporation of AmericaBroker
Shearson Lehman Hutton INC.Broker
Prudential-Bache Securities INC.Broker
State Registrations9 states
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